[XNSA]>> MONTHLY SUBMISSION OF CLIENT DATA FOR INVESTORS USING TRADING LICENSE H | InfoWARE Finance
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[XNSA]>> MONTHLY SUBMISSION OF CLIENT DATA FOR INVESTORS USING TRADING LICENSE H
(Source: NSE, Date: 24-Apr-2025)
CIRCULAR APRIL 24, 2025 NGXREG/MR/CIR01/25/04/24 MONTHLY SUBMISSION OF CLIENT DATA FOR INVESTORS USING TRADING LICENSE HOLDERS? ONLINE TRADING PLATFORMS Following a recent directive from the Securities and Exchange Commission (SEC), all Trading License Holders (TLHs) operating online trading platforms are required to submit data on the total number of investors using their platforms monthly. Effective April 2025, TLHs should submit this report containing month/year-to-date data on or before the 5th of the subsequent month in the format below: CLIENT DATA FOR INVESTORS USING ONLINE TRADING PORTAL MONTHS NO OF INVESTORS April 2025 xxxxx January 2025 to Date (April) 2025: xxxxx Submissions should be sent to marketreg@ngxgroup.com, with Linda O. Chidozie-Uzoma (Lcuzoma@ngxgroup.com) and Olukayode Olaoye (oolaoye@ngxgroup.com) in copy. Please note that non-compliance will attract regulatory sanctions. For further enquiries, contact the Market Regulation Department at marketreg@ngxgroup.com. Please be guided accordingly. Chinedu Akamaka Head, Market Regulation
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